Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacqueline Marie Davis | 5306604 | 1 | 02/18/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher David Nichols | 7461195 | 1 | 11/13/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald John Hazel | 4292553 | 3 | 06/17/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andria Biggs | 7539576 | 3 | 04/30/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terilee Annette Miller | 7166942 | 2 | 05/02/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| J Antonio Antonio Molina | 2451688 | 1 | 01/24/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terilee Annette Miller | 7166942 | 2 | 01/04/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Antonio Aguilar | 4326772 | 1 | 05/19/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kristin Lynn Dougherty | 4091170 | 1 | 03/27/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert P Haug | 4887971 | 1 | 03/24/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |