Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Channarey Yem | 6171543 | 1 | 07/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cisco J Guzman | 4853907 | 1 | 10/24/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard William Blum | 1750163 | 4 | 05/11/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Andrew Crawford | 5972954 | 3 | 03/03/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David William Kelly | 4606865 | 1 | 07/14/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sai R Villanueva | 6402750 | 1 | 06/02/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Cutler | 5963915 | 2 | 05/26/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tara Petschel | 5430661 | 3 | 03/24/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| April Ann Todd | 5323386 | 1 | 03/01/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Clark David Lawless | 7098098 | 4 | 05/05/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |