Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James David Bowens Santiago | 7361796 | 2 | 08/04/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Paul Turner | 4131285 | 3 | 06/22/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Wilson Grace | 5419899 | 2 | 09/29/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alana Nicole Caudillo-Clark | 7065702 | 1 | 08/21/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Anquan Marshall | 6431958 | 1 | 06/27/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cresenda Princess Coleman | 4281807 | 3 | 02/06/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cresenda Princess Coleman | 4281807 | 3 | 10/10/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Leonardo Archambeault | 4248563 | 2 | 08/17/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Woloff | 2449099 | 1 | 07/24/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tasha Marie Reeves | 7462413 | 1 | 07/18/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |