Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Dayley | 7086224 | 2 | 01/16/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Darrell Hodges | 6473116 | 2 | 11/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alex Vernon West | 6686302 | 1 | 11/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Paul Turner | 4131285 | 3 | 08/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chauncy Ann Smith | 7375070 | 3 | 07/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neal Eugene Lewis | 2973521 | 2 | 02/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachel Beth Card | 7461203 | 1 | 12/13/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janelle Destiny Bavota | 7598032 | 1 | 10/13/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Enrique Navarro | 5450011 | 4 | 09/29/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arielle Nurczynski | 5991685 | 1 | 09/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |