Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Brokerage Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amanda Joyce Avila | 6732963 | 4 | 11/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chauncy Ann Smith | 7375070 | 3 | 10/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Darrell Hodges | 6473116 | 2 | 09/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James David Bowens Santiago | 7361796 | 2 | 09/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Suzanne Y Mui-Good | 7221935 | 1 | 07/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chris Norman Creveling | 7555706 | 1 | 06/22/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Robert Griffin | 7454750 | 2 | 06/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neal Eugene Lewis | 2973521 | 2 | 05/03/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard William Blum | 1750163 | 4 | 01/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susan Dayley | 7086224 | 2 | 01/16/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |