Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas William Laundrie | 1207021 | 3 | 04/01/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Warren | 2832682 | 1 | 11/07/2006 | Customer Dispute | Settled | $1,233,880.00 | $0.00 | See FINRA Report |
| William Thomas Baker | 1804430 | 1 | 11/02/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas William Laundrie | 1207021 | 3 | 01/27/2003 | Customer Dispute | Settled | $176,000.00 | $0.00 | See FINRA Report |
| Thomas William Laundrie | 1207021 | 3 | 08/10/1993 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |