Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kerry Wesley Tanner | 1006125 | 2 | 05/28/1986 | Customer Dispute | Settled | $131,136.00 | $0.00 | See FINRA Report |
| Kerry Wesley Tanner | 1006125 | 2 | 02/01/1986 | Customer Dispute | Settled | $98,500.00 | $0.00 | See FINRA Report |
| John Brian Franklin | 1430877 | 2 | 01/20/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Matthew Patton | 1273893 | 1 | 06/10/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Haynes Lentz Kendall | 1274737 | 2 | 01/01/1982 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Robb Alan Hatley | 3143502 | 1 | 10/29/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wayne Lee Williams | 1110974 | 4 | 01/01/1977 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Nicholas Yakobovich | 473907 | 2 | 03/08/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |