Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Eric Carlson | 1426893 | 3 | 03/23/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grant Allan Hansen | 5402264 | 2 | 02/13/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman Raymond Ferry | 1195544 | 1 | 06/07/1993 | Customer Dispute | Award / Judgment | $78,007.00 | $24,500.00 | See FINRA Report |
| Gary Gustave Benson | 1182211 | 11 | 05/12/1992 | Customer Dispute | Settled | $281,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Monahan | 1546712 | 5 | 03/09/1992 | Customer Dispute | Award / Judgment | $400,000.00 | $30,000.00 | See FINRA Report |
| William Nicholas Yakobovich | 473907 | 2 | 12/12/1991 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| John Raymond Mata | 4155257 | 2 | 06/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Matthew Fahy | 4876939 | 1 | 03/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Gustave Benson | 1182211 | 11 | 10/22/1990 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Joel Earl Archer | 4706959 | 2 | 08/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |