Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Tannery | 1538345 | 5 | 03/19/1997 | Customer Dispute | Settled | $95,280.00 | $0.00 | See FINRA Report |
| Matthew Hugh Hurley | 1682165 | 6 | 01/28/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Harold Sweet | 4090608 | 3 | 01/08/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Hugh Hurley | 1682165 | 6 | 09/17/1996 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Robert Louis Hagmaier | 720593 | 1 | 09/01/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Soennichsen | 1369108 | 1 | 02/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Gene Elhoff | 855864 | 5 | 03/29/1995 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Scott Richard Nabb | 6356534 | 1 | 01/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Alan Hollett | 726835 | 1 | 08/23/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lars Lael Ragan | 4186673 | 2 | 06/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |