Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth James Beber | 4257664 | 2 | 02/14/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Mark Alan Reeves | 1999932 | 3 | 02/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Jensen Kirwan | 5088691 | 3 | 01/31/2022 | Customer Dispute | Pending | $334,000.00 | $0.00 | See FINRA Report |
| Daniel Heaton Mann | 4592568 | 1 | 01/31/2022 | Customer Dispute | Pending | $334,000.00 | $0.00 | See FINRA Report |
| Hui Zhang | 5918387 | 4 | 01/26/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jerry Ernest Tuma | 730104 | 5 | 01/21/2022 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Mark Alan Reeves | 1999932 | 3 | 01/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Reeves | 1999932 | 3 | 01/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kirk Badii | 5829768 | 8 | 12/27/2021 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Douglas Scott Shaner | 1699415 | 4 | 11/24/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |