Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stewart Ginn | 4503197 | 7 | 09/15/2023 | Customer Dispute | Settled | $1,400,000.00 | $0.00 | See FINRA Report |
| Bryce J Jones | 6361728 | 3 | 09/01/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Charles Raymond Weldon | 1030659 | 5 | 07/19/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Daniel Ruben | 5716704 | 1 | 06/02/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Bryce J Jones | 6361728 | 3 | 04/27/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jammie Nakia Avila | 3100097 | 5 | 04/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Anthony Napolitano | 4921500 | 3 | 04/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Gregory Sanchez | 2418439 | 4 | 03/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stewart Ginn | 4503197 | 7 | 03/21/2023 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Charles Raymond Weldon | 1030659 | 5 | 03/14/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |