Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Bashaw | 1251491 | 7 | 06/28/1988 | Customer Dispute | Settled | $620,000.00 | $0.00 | See FINRA Report |
| Wayne Lee Williams | 1110974 | 4 | 01/01/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kerry Wesley Tanner | 1006125 | 2 | 05/28/1986 | Customer Dispute | Settled | $131,136.00 | $0.00 | See FINRA Report |
| Kerry Wesley Tanner | 1006125 | 2 | 02/01/1986 | Customer Dispute | Settled | $98,500.00 | $0.00 | See FINRA Report |
| Haynes Lentz Kendall | 1274737 | 2 | 01/01/1982 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |