Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chih-Tao Ma | 4151461 | 2 | 08/23/2005 | Customer Dispute | Settled | $3,150.00 | $0.00 | See FINRA Report |
| Tibi Zohar | 4382523 | 2 | 07/05/2005 | Customer Dispute | Settled | $301,162.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 9 | 05/04/2005 | Customer Dispute | Settled | $142,388.00 | $0.00 | See FINRA Report |
| Gennaro Giacomo Savarese | 1085268 | 2 | 02/22/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Sosa | 4059846 | 5 | 01/10/2005 | Customer Dispute | Settled | $9,987.16 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 16 | 12/21/2004 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Xiomara Maribel Vielman | 4535646 | 1 | 12/20/2004 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Paul Louis Knoblich | 1447147 | 5 | 08/25/2004 | Customer Dispute | Settled | $13,414.30 | $0.00 | See FINRA Report |
| John Eric Carlson | 1426893 | 3 | 08/12/2004 | Customer Dispute | Settled | $367,900.00 | $0.00 | See FINRA Report |
| Juan Carlos Sosa | 4059846 | 5 | 08/06/2004 | Customer Dispute | Settled | $17,076.20 | $0.00 | See FINRA Report |