Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clark Douglas Stevens | 4208374 | 1 | 03/07/2008 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Christopher Paul Chaney | 4909461 | 1 | 02/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Denis Michael O'Brien | 716498 | 5 | 01/03/2008 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Sean Hooman Agahi | 2448745 | 7 | 12/28/2007 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Sean Hooman Agahi | 2448745 | 7 | 06/29/2007 | Customer Dispute | Settled | $10,700.00 | $0.00 | See FINRA Report |
| Frederick Allan Gray | 3174576 | 2 | 03/27/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brett Arthur Hartvigson | 2263087 | 7 | 02/06/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Wayne Lee Williams | 1110974 | 4 | 11/21/2006 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| James Michael Noto | 1030904 | 8 | 01/13/2006 | Customer Dispute | Settled | $16,780.00 | $0.00 | See FINRA Report |
| Brian Hayden Solomon | 1715160 | 1 | 12/23/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |