Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey William Senglaub | 1004471 | 7 | 06/22/2009 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Matthew John Mundy | 4704753 | 4 | 04/09/2009 | Customer Dispute | Settled | $7,069.71 | $0.00 | See FINRA Report |
| Scott Douglas Roetzel | 2339396 | 1 | 03/31/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Edwin Hill | 1206165 | 1 | 03/21/2009 | Customer Dispute | Settled | $207,572.00 | $0.00 | See FINRA Report |
| Gregory William Ricker | 2545035 | 4 | 12/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 16 | 11/13/2008 | Customer Dispute | Settled | $677,790.00 | $0.00 | See FINRA Report |
| Leo John Kowalski | 4356185 | 1 | 10/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Catherine Leigh Brown | 1332036 | 4 | 08/19/2008 | Customer Dispute | Settled | $19,881.60 | $0.00 | See FINRA Report |
| Mark Steven Rothstein | 1084659 | 7 | 05/22/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Garth Lee Krieger | 4055025 | 1 | 03/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |