Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Gene Elhoff | 855864 | 5 | 01/26/2011 | Customer Dispute | Settled | $340,000.00 | $0.00 | See FINRA Report |
| Denis Michael O'Brien | 716498 | 5 | 01/06/2011 | Customer Dispute | Settled | $114,345.00 | $0.00 | See FINRA Report |
| Gary Gustave Benson | 1182211 | 11 | 12/27/2010 | Customer Dispute | Settled | $335,000.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 16 | 12/14/2010 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Deepen Arvind Modi | 2573250 | 5 | 12/06/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Larry Jerome Steckler | 2621508 | 2 | 10/13/2010 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
| Joseph John Leblanc | 2569112 | 1 | 08/05/2010 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
| Rick Alan Willoughby | 1238458 | 2 | 07/19/2010 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Jeffrey Reed Nesseth | 1983482 | 4 | 06/14/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jigar Pradeep Doshi | 4704420 | 1 | 06/01/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |