Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Gene Elhoff | 855864 | 5 | 12/09/2014 | Customer Dispute | Settled | $18,000,000.00 | $0.00 | See FINRA Report |
| Grant Allan Hansen | 5402264 | 2 | 11/30/2014 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| John Kacheong Lee | 2948622 | 9 | 10/15/2014 | Customer Dispute | Settled | $925,463.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 16 | 07/28/2014 | Customer Dispute | Settled | $161,128.00 | $0.00 | See FINRA Report |
| Gary Gustave Benson | 1182211 | 11 | 07/03/2014 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 05/28/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 16 | 05/13/2014 | Customer Dispute | Settled | $340,000.00 | $0.00 | See FINRA Report |
| Michael John Wood | 843124 | 4 | 05/12/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 16 | 04/28/2014 | Customer Dispute | Settled | $9,000,000.00 | $0.00 | See FINRA Report |
| Katherine Anne Kirkpatrick | 4530467 | 1 | 04/25/2014 | Customer Dispute | Settled | $778,612.00 | $0.00 | See FINRA Report |