Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randy Gene Merrill | 803152 | 1 | 10/19/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Ernest James Cox | 4326252 | 4 | 09/28/2015 | Customer Dispute | Settled | $201,000.00 | $0.00 | See FINRA Report |
| William Patrick Brennan | 3090544 | 4 | 08/24/2015 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Langstaff | 2594127 | 3 | 08/20/2015 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Charles Raymond Weldon | 1030659 | 1 | 06/01/2015 | Customer Dispute | Settled | $335,000.00 | $0.00 | See FINRA Report |
| Gerhard Frederick Heuer | 1868447 | 6 | 04/14/2015 | Customer Dispute | Settled | $121,152.00 | $0.00 | See FINRA Report |
| Hui Zhang | 5918387 | 4 | 03/06/2015 | Customer Dispute | Settled | $4,000.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 16 | 03/02/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Patricia Carol Thom | 1192935 | 13 | 12/31/2014 | Customer Dispute | Settled | $535,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 12/12/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |