Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Gene Elhoff | 855864 | 5 | 03/15/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Arthur Eugene Molloy | 734407 | 1 | 05/18/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Nicholas Yakobovich | 473907 | 2 | 03/08/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |