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FINRA Broker Disclosures for Independent Financial Group, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.

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Displaying 41-43 out of 43 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Gene Elhoff855864503/15/1988RegulatoryFinal$0.00$0.00See FINRA Report
Arthur Eugene Molloy734407105/18/1987RegulatoryFinal$0.00$0.00See FINRA Report
William Nicholas Yakobovich473907203/08/1976RegulatoryFinal$0.00$0.00See FINRA Report

43 Results

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