Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Buck | 5629964 | 2 | 03/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Noto | 1030904 | 8 | 08/26/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Earl Lessard | 2978066 | 2 | 08/08/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Laurence Digaetano | 2378300 | 2 | 05/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Leigh Brown | 1332036 | 4 | 03/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Herman Hendry | 2422745 | 1 | 09/24/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jammie Nakia Avila | 3100097 | 5 | 06/27/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Alan Cardillo | 1110960 | 3 | 04/01/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Paul Hopkins | 4489174 | 2 | 11/02/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 17 | 11/30/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |