Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacqueline Maria Jacobsen | 2504257 | 4 | 05/05/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Maria Jacobsen | 2504257 | 4 | 04/01/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julian E Munoz | 4773991 | 5 | 01/14/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Bashaw | 1251491 | 7 | 04/23/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jodi Oyler Padgett | 1828918 | 2 | 11/15/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Anthony Contrestano | 1582393 | 2 | 06/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Douglas Schlottman | 4119244 | 1 | 12/05/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Richard Yee | 2492578 | 2 | 01/13/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Dennen | 3239786 | 1 | 11/13/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Denis Michael O'Brien | 716498 | 5 | 01/08/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |