Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Alan Hollett | 726835 | 1 | 08/23/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne Lee Williams | 1110974 | 4 | 01/01/1977 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |