Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victoria L Plum | 2030305 | 1 | 05/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Duane Keith Knopke | 813353 | 6 | 03/11/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Joseph Kelly | 267125 | 3 | 09/05/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricky Gene Mahlum | 1351961 | 2 | 11/10/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Joseph Kelly | 267125 | 3 | 07/19/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Joseph Kelly | 267125 | 3 | 06/28/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Alan Hollett | 726835 | 1 | 08/23/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |