Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James David Ehrenkrook | 841189 | 7 | 12/07/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Duane Keith Knopke | 813353 | 6 | 11/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James David Ehrenkrook | 841189 | 7 | 09/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James David Ehrenkrook | 841189 | 7 | 07/21/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James David Ehrenkrook | 841189 | 7 | 06/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert Lee Bute | 4304172 | 1 | 04/13/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert Louis Hagmaier | 720593 | 4 | 03/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Victoria L Plum | 2030305 | 1 | 05/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Duane Keith Knopke | 813353 | 6 | 03/11/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ricky Gene Mahlum | 1351961 | 2 | 11/10/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |