Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Anthony Fong | 1660592 | 2 | 05/28/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Lloyd Wong | 2965770 | 1 | 04/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James David Ehrenkrook | 841189 | 7 | 11/14/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Duane Keith Knopke | 813353 | 6 | 10/09/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James David Ehrenkrook | 841189 | 7 | 08/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James David Ehrenkrook | 841189 | 7 | 07/30/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Edward Jones | 1791911 | 11 | 03/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Duane Keith Knopke | 813353 | 6 | 03/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Edward Jones | 1791911 | 11 | 02/02/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andres Peterson | 4679168 | 5 | 09/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |