Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Franklin Romeo Lara | 5657622 | 3 | 04/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael David Kolacz | 2566829 | 6 | 03/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Edward Jones | 1791911 | 11 | 01/09/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Edward Jones | 1791911 | 11 | 06/26/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Edward Jones | 1791911 | 11 | 06/10/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter John Hansch | 1176591 | 6 | 03/12/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael David Kolacz | 2566829 | 6 | 01/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andres Peterson | 4679168 | 5 | 08/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Anthony Fong | 1660592 | 2 | 05/31/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricky Gene Mahlum | 1351961 | 2 | 05/28/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |