Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andres Peterson | 4679168 | 5 | 08/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Edward Jones | 1791911 | 11 | 08/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Monahan | 1546712 | 5 | 07/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dean Richard Crouthamel | 1142135 | 3 | 05/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael David Kolacz | 2566829 | 6 | 12/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Duane Keith Knopke | 813353 | 6 | 12/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dean Richard Crouthamel | 1142135 | 3 | 10/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Sasa Huddle | 2445351 | 3 | 10/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Scott Shaner | 1699415 | 4 | 09/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael David Kolacz | 2566829 | 6 | 06/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |