Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Duane Keith Knopke | 813353 | 6 | 10/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Franklin Romeo Lara | 5657622 | 3 | 09/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark D Elmore | 4820374 | 1 | 06/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Scott Shaner | 1699415 | 4 | 05/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 05/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andres Peterson | 4679168 | 5 | 04/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter John Hansch | 1176591 | 6 | 11/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Scott Shaner | 1699415 | 4 | 08/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Edward Jones | 1791911 | 11 | 05/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Bashaw | 1251491 | 7 | 02/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |