Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Holmes Gunning | 1782016 | 14 | 11/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Sasa Huddle | 2445351 | 3 | 10/22/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 09/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 09/01/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 03/06/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 03/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 01/06/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter John Hansch | 1176591 | 6 | 05/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Holmes Gunning | 1782016 | 14 | 03/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Thomas Vines | 5011145 | 5 | 12/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |