Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Thomas Hadder | 2024227 | 3 | 02/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Thomas Hadder | 2024227 | 3 | 02/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Thomas Hadder | 2024227 | 3 | 02/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Grant Iseler | 3132341 | 2 | 04/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Bashaw | 1251491 | 7 | 11/29/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffery Grant Iseler | 3132341 | 2 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Andrew Moskoff | 5103775 | 2 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julian E Munoz | 4773991 | 5 | 11/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Andrew Moskoff | 5103775 | 2 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Elizabeth Bing | 1703963 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |