Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Wayne Smith | 1465186 | 4 | 07/07/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Peter Morand | 728191 | 7 | 04/11/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Suzette Lawrence | 2651541 | 3 | 04/07/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Brian Franklin | 1430877 | 2 | 01/20/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Matthew Patton | 1273893 | 1 | 06/10/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robb Alan Hatley | 3143502 | 1 | 10/29/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |