Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Allen Johnson | 2713072 | 1 | 01/15/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Lee Brady | 4107792 | 2 | 07/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Travis Perreault | 5610084 | 1 | 12/13/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Richard Nabb | 6356534 | 1 | 01/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lars Lael Ragan | 4186673 | 2 | 06/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant Allan Hansen | 5402264 | 2 | 02/13/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Raymond Mata | 4155257 | 2 | 06/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Matthew Fahy | 4876939 | 1 | 03/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Earl Archer | 4706959 | 2 | 08/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Tison Lee | 4567479 | 1 | 12/19/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |