Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gilbert Alan Cardillo | 1110960 | 3 | 10/17/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Hyat | 1774463 | 2 | 10/29/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Paul Guerra | 1337062 | 3 | 09/24/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Harold Sweet | 4090608 | 3 | 09/15/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Hugh Hurley | 1682165 | 6 | 01/28/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Harold Sweet | 4090608 | 3 | 01/08/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Soennichsen | 1369108 | 1 | 02/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Gene Elhoff | 855864 | 5 | 03/15/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Eugene Molloy | 734407 | 1 | 05/18/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Nicholas Yakobovich | 473907 | 2 | 03/08/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |