Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Steven Rothstein | 1084659 | 7 | 07/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Bashaw | 1251491 | 7 | 04/23/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Thomas Hadder | 2024227 | 3 | 02/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Thomas Hadder | 2024227 | 3 | 02/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Thomas Hadder | 2024227 | 3 | 02/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jodi Oyler Padgett | 1828918 | 2 | 11/15/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Anthony Contrestano | 1582393 | 2 | 06/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Grant Iseler | 3132341 | 2 | 04/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Grant Iseler | 3132341 | 2 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Andrew Moskoff | 5103775 | 2 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |