Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Edward Jones | 1791911 | 11 | 12/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Edward Jones | 1791911 | 11 | 11/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Burt Livingstone | 3079544 | 1 | 10/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Gregory Sanchez | 2418439 | 4 | 09/25/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Petrizzo | 2140799 | 3 | 07/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas Vines | 5011145 | 5 | 05/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Maria Jacobsen | 2504257 | 4 | 05/05/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Maria Jacobsen | 2504257 | 4 | 04/01/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julian E Munoz | 4773991 | 5 | 01/14/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter John Hansch | 1176591 | 6 | 11/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |