Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deepen Arvind Modi | 2573250 | 5 | 08/20/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patricia Carol Thom | 1192935 | 13 | 12/21/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Tannery | 1538345 | 5 | 08/11/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Hyat | 1774463 | 2 | 08/21/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Louis Hagmaier | 720593 | 1 | 09/01/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Scott McLaughlin | 1510342 | 1 | 12/16/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |