Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth James Beber | 4257664 | 2 | 08/16/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeff Scott Boyd | 3262110 | 1 | 07/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Steven Rothstein | 1084659 | 7 | 07/13/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Sasa Huddle | 2445351 | 3 | 02/05/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Catherine Leigh Brown | 1332036 | 4 | 02/18/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Herbert Suekichi Shiraishi | 1835557 | 5 | 01/07/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cornelius Francis Dempsey | 1867743 | 3 | 09/18/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean Hooman Agahi | 2448745 | 7 | 06/14/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kyle David Addington | 2843482 | 1 | 06/02/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Deepen Arvind Modi | 2573250 | 5 | 03/03/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |