Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denis Michael O'Brien | 716498 | 5 | 11/15/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Denis Michael O'Brien | 716498 | 5 | 11/15/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kathy Michelle Keadle | 4345860 | 1 | 11/01/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Francesco Natale Ruggeri | 4089122 | 3 | 05/20/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Moore Alfonso | 2805941 | 1 | 02/28/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Clark Conrad | 5004167 | 1 | 02/28/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kirk Badii | 5829768 | 6 | 06/12/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Loomis Chidlaw | 1029328 | 1 | 11/08/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Edward Jones | 1791911 | 11 | 10/12/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Wayne Jones | 2920042 | 4 | 09/09/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |