Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Anthony Contrestano | 1582393 | 2 | 11/29/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Travis Hill | 3074816 | 2 | 07/20/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Massey Jones | 261470 | 4 | 05/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Massey Jones | 261470 | 4 | 05/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory John Chachas | 1269551 | 3 | 02/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Jin Huh | 2542226 | 2 | 11/30/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael David Kolacz | 2566829 | 6 | 04/22/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Merritt Epstein | 4904999 | 2 | 04/22/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Wayne Burkett | 2747448 | 2 | 03/30/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Harold Sweet | 4090608 | 3 | 12/28/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |