Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick James Pearl | 2591044 | 1 | 09/13/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gail Marie Urban | 5650884 | 1 | 06/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Harvey Bryant | 1732547 | 1 | 05/15/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Blake Bonner | 6344488 | 1 | 05/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Ann Barentsen | 2092280 | 3 | 03/25/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua Eriksen Hurd | 2602849 | 1 | 02/12/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William George Dobbins | 2465825 | 1 | 11/15/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jacqueline Maria Jacobsen | 2504257 | 4 | 08/23/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kirk Badii | 5829768 | 8 | 08/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Theodore Lum | 1016779 | 3 | 07/26/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |