Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shimshon Plotkin | 2431863 | 11 | 11/16/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gilbert Alan Cardillo | 1110960 | 3 | 11/14/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore Lum | 1016779 | 3 | 09/19/2001 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |
| Darrell Dominic Delphen | 1603277 | 3 | 06/26/2001 | Customer Dispute | Denied | $22,030.00 | $0.00 | See FINRA Report |
| Matthew Hugh Hurley | 1682165 | 6 | 03/12/2001 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Joyce An Thomas | 2713664 | 6 | 05/15/2000 | Customer Dispute | Denied | $150,967.00 | $0.00 | See FINRA Report |
| Patricia Carol Thom | 1192935 | 13 | 01/11/2000 | Customer Dispute | Denied | $12,655.00 | $0.00 | See FINRA Report |
| Edward Joseph Fisher | 1339845 | 1 | 06/03/1999 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 17 | 05/05/1999 | Customer Dispute | Denied | $7,684.00 | $0.00 | See FINRA Report |
| Thomas Joseph Monahan | 1546712 | 5 | 11/23/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |