Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Hugh Hurley | 1682165 | 6 | 04/04/2003 | Customer Dispute | Denied | $81,000.00 | $0.00 | See FINRA Report |
| James Michael Noto | 1030904 | 8 | 03/18/2003 | Customer Dispute | Denied | $16,697.00 | $0.00 | See FINRA Report |
| Patricia Carol Thom | 1192935 | 13 | 02/21/2003 | Customer Dispute | Denied | $51,686.00 | $0.00 | See FINRA Report |
| Robert Holmes Gunning | 1782016 | 14 | 01/06/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ian Arrowsmith | 2730531 | 1 | 12/26/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Brian Franklin | 1430877 | 2 | 12/09/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patricia Carol Thom | 1192935 | 13 | 09/11/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Jeffrey William Senglaub | 1004471 | 7 | 08/05/2002 | Customer Dispute | Denied | $7,447.00 | $0.00 | See FINRA Report |
| Ronald Allen Schley | 2210699 | 2 | 07/29/2002 | Customer Dispute | Denied | $39,968.60 | $0.00 | See FINRA Report |
| Michael Edward Moss | 1054365 | 2 | 02/11/2002 | Customer Dispute | Denied | $94,784.10 | $0.00 | See FINRA Report |