Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Noto | 1030904 | 8 | 12/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Heller Appler | 2499039 | 3 | 12/09/2008 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Jim Micheal McElravy | 4540744 | 6 | 09/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Peter Morand | 728191 | 7 | 07/28/2008 | Customer Dispute | Denied | $44,538.40 | $0.00 | See FINRA Report |
| Tibi Zohar | 4382523 | 2 | 04/24/2008 | Customer Dispute | Denied | $127,000.00 | $0.00 | See FINRA Report |
| Jeffrey William Senglaub | 1004471 | 7 | 04/22/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Jim Micheal McElravy | 4540744 | 6 | 02/01/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Sean Hooman Agahi | 2448745 | 7 | 07/16/2007 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Sean Hooman Agahi | 2448745 | 7 | 06/29/2007 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Dennis Carl Lindeman | 2009423 | 1 | 04/17/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |