Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirk Badii | 5829768 | 6 | 01/07/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Peter Johnson | 2136953 | 1 | 10/19/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Heller Appler | 2499039 | 3 | 03/14/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jerry Ernest Tuma | 730104 | 5 | 04/12/2017 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| James A Franklin | 4799613 | 2 | 04/07/2017 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Herbert Suekichi Shiraishi | 1835557 | 5 | 01/23/2017 | Customer Dispute | Denied | $7,708.00 | $0.00 | See FINRA Report |
| Terry William Griffith | 4937497 | 2 | 04/25/2016 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Jodi Oyler Padgett | 1828918 | 2 | 03/18/2016 | Customer Dispute | Denied | $42,120.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 01/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Ryland MacHen | 4578808 | 1 | 08/04/2015 | Customer Dispute | Denied | $226,998.00 | $0.00 | See FINRA Report |