Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kurt Diedrich Rohrs | 4435254 | 1 | 02/08/2021 | Customer Dispute | Settled | $158,000.00 | $0.00 | See FINRA Report |
| Jay William Eng | 2241817 | 5 | 01/04/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dan Eugene Sanders | 1785159 | 4 | 12/15/2020 | Customer Dispute | Denied | $53,896.00 | $0.00 | See FINRA Report |
| James A Franklin | 4799613 | 2 | 11/16/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 10/13/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Tatyana Moyseevna Bunich | 2288860 | 3 | 07/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tatyana Moyseevna Bunich | 2288860 | 3 | 06/12/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Anthony Napolitano | 4921500 | 3 | 06/09/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Kyle Jensen Kirwan | 5088691 | 3 | 04/29/2020 | Customer Dispute | Settled | $1,343,780.00 | $0.00 | See FINRA Report |
| Kirk Badii | 5829768 | 6 | 04/13/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |