Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Dobbs | 4697205 | 1 | 06/04/2021 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Jammie Nakia Avila | 3100097 | 5 | 06/03/2021 | Customer Dispute | Settled | $152,508.00 | $0.00 | See FINRA Report |
| Jeffrey William Senglaub | 1004471 | 7 | 05/03/2021 | Customer Dispute | Settled | $1,157,750.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 04/28/2021 | Customer Dispute | Settled | $440,000.00 | $0.00 | See FINRA Report |
| Jeffrey William Senglaub | 1004471 | 7 | 04/22/2021 | Customer Dispute | Settled | $342,000.00 | $0.00 | See FINRA Report |
| James Mark Senglaub | 1060459 | 1 | 04/22/2021 | Customer Dispute | Settled | $342,000.00 | $0.00 | See FINRA Report |
| Kyle Jensen Kirwan | 5088691 | 3 | 04/13/2021 | Customer Dispute | Settled | $152,508.00 | $0.00 | See FINRA Report |
| Mark Steven Rothstein | 1084659 | 7 | 04/06/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Tatyana Moyseevna Bunich | 2288860 | 3 | 03/31/2021 | Customer Dispute | Settled | $149,000.00 | $0.00 | See FINRA Report |
| Robert Wesley Turley | 1519293 | 4 | 03/30/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |