Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad W Schiel | 5706184 | 1 | 09/01/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Joyce An Thomas | 2713664 | 6 | 07/14/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joyce An Thomas | 2713664 | 6 | 07/14/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Syauching Hung | 4752296 | 3 | 07/14/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Hui Zhang | 5918387 | 5 | 07/07/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jammie Nakia Avila | 3100097 | 5 | 06/30/2021 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Jeffrey William Senglaub | 1004471 | 7 | 06/28/2021 | Customer Dispute | Settled | $390,807.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 06/23/2021 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 17 | 06/22/2021 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Joyce An Thomas | 2713664 | 6 | 06/16/2021 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |