Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Ernest Tuma | 730104 | 5 | 01/21/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kirk Badii | 5829768 | 6 | 12/27/2021 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Haynes Lentz Kendall | 1274737 | 3 | 12/10/2021 | Customer Dispute | Denied | $4,332,000.00 | $0.00 | See FINRA Report |
| Jeff Dean Fisher | 4950246 | 1 | 12/10/2021 | Customer Dispute | Denied | $4,332,000.00 | $0.00 | See FINRA Report |
| Yong Seok Chang | 4440739 | 4 | 11/12/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jung Hun Lee | 4410932 | 1 | 11/12/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Robert Wesley Turley | 1519293 | 4 | 10/25/2021 | Customer Dispute | Settled | $76,700.00 | $0.00 | See FINRA Report |
| Franklin Romeo Lara | 5657622 | 3 | 10/06/2021 | Customer Dispute | Settled | $469,130.00 | $0.00 | See FINRA Report |
| Marcus Terrell Henderson | 2065755 | 2 | 09/02/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Tuan Kien Loy | 3029654 | 5 | 09/01/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |