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FINRA Broker Disclosures for Independent Financial Group, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 413 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gary Gustave Benson11822111104/13/2022Customer DisputeSettled$5,500.00$0.00See FINRA Report
Jeffrey Peter Morand728191704/08/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Bryan Edward Mazza2292942203/08/2022Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Alexander Raymond Creede6392369103/03/2022Customer DisputeDenied$160,000.00$0.00See FINRA Report
Williams Keen Butcher2098675203/03/2022Customer DisputeDenied$160,000.00$0.00See FINRA Report
Hui Zhang5918387502/15/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Kenneth James Beber4257664202/14/2022Customer DisputeSettled$100,000.00$0.00See FINRA Report
Kyle Jensen Kirwan5088691301/31/2022Customer DisputeSettled$334,000.00$0.00See FINRA Report
Daniel Heaton Mann4592568101/31/2022Customer DisputeSettled$334,000.00$0.00See FINRA Report
Hui Zhang5918387501/26/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report

413 Results

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