Potomac Analytics' Logo

FINRA Broker Disclosures for Independent Financial Group, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 401-410 out of 413 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Anthony Tannery1538345503/19/1997Customer DisputeSettled$95,280.00$0.00See FINRA Report
Matthew Hugh Hurley1682165609/17/1996Customer DisputeSettled$25,000.00$0.00See FINRA Report
David Gene Elhoff855864503/29/1995Customer DisputeSettled$50,000.00$0.00See FINRA Report
John Eric Carlson1426893303/23/1994Customer DisputeSettled$0.00$0.00See FINRA Report
Norman Raymond Ferry1195544106/07/1993Customer DisputeAward / Judgment$78,007.00$24,500.00See FINRA Report
Gary Gustave Benson11822111105/12/1992Customer DisputeSettled$281,000.00$0.00See FINRA Report
Thomas Joseph Monahan1546712503/09/1992Customer DisputeAward / Judgment$400,000.00$30,000.00See FINRA Report
William Nicholas Yakobovich473907212/12/1991Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Gary Gustave Benson11822111110/22/1990Customer DisputeSettled$13,000.00$0.00See FINRA Report
James Edward Bashaw1251491706/28/1988Customer DisputeSettled$620,000.00$0.00See FINRA Report

413 Results

Display: