Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian James Zimmerman | 2401501 | 5 | 05/08/2000 | Customer Dispute | Settled | $49,736.50 | $0.00 | See FINRA Report |
| Brian James Zimmerman | 2401501 | 5 | 01/21/2000 | Customer Dispute | Award / Judgment | $43,000.10 | $18,921.50 | See FINRA Report |
| Patricia Carol Thom | 1192935 | 13 | 01/11/2000 | Customer Dispute | Denied | $12,655.00 | $0.00 | See FINRA Report |
| Edward Joseph Fisher | 1339845 | 1 | 06/03/1999 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Cynthia Mary Couyoumjian | 1456630 | 17 | 05/05/1999 | Customer Dispute | Denied | $7,684.00 | $0.00 | See FINRA Report |
| Thomas Joseph Monahan | 1546712 | 5 | 11/23/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Gregory Sanchez | 2418439 | 4 | 08/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Monahan | 1546712 | 5 | 06/18/1998 | Customer Dispute | Settled | $122,570.00 | $0.00 | See FINRA Report |
| Sean Hooman Agahi | 2448745 | 7 | 03/04/1998 | Customer Dispute | Settled | $33,659.70 | $0.00 | See FINRA Report |
| James Michael Noto | 1030904 | 8 | 04/17/1997 | Customer Dispute | Settled | $15,041.30 | $0.00 | See FINRA Report |