Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independent Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Carol Thom | 1192935 | 13 | 07/23/2001 | Customer Dispute | Settled | $515,000.00 | $0.00 | See FINRA Report |
| Darrell Dominic Delphen | 1603277 | 3 | 06/26/2001 | Customer Dispute | Denied | $22,030.00 | $0.00 | See FINRA Report |
| Patricia Carol Thom | 1192935 | 13 | 05/15/2001 | Customer Dispute | Settled | $239,000.00 | $0.00 | See FINRA Report |
| Jeffrey Reed Nesseth | 1983482 | 4 | 03/27/2001 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Matthew Hugh Hurley | 1682165 | 6 | 03/12/2001 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Dan Eugene Sanders | 1785159 | 4 | 02/01/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patricia Carol Thom | 1192935 | 13 | 01/12/2001 | Customer Dispute | Settled | $12,970.00 | $0.00 | See FINRA Report |
| Patricia Carol Thom | 1192935 | 13 | 01/05/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Billings Ruleman | 1644845 | 3 | 11/01/2000 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Joyce An Thomas | 2713664 | 6 | 05/15/2000 | Customer Dispute | Denied | $150,967.00 | $0.00 | See FINRA Report |